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TD AMERITRADE HOLDING CORPORATION

Information Technology Staff Auditor II

TD AMERITRADE is a leading organization that has provided brokerage and investment services for over 30 years. Listed in Forbes as one of America's best big companies (1), the Company offers a full spectrum of investment services, including a leading active trader program, intuitive long-term investment solutions and a national branch system. Through our brokerage subsidiaries, we provide innovative, powerful online trading tools and services to individual investors.

Our associates are at the heart of what we do. We believe in teamwork, putting clients first, building strong relationships, achieving quality results and working with integrity.

Role:

Performs Information System audits in accordance with the established audit schedule for the purpose of determining effectiveness of prudent business practices and compliance with policies and procedures. Executes the information technology components of Compliance and Financial/Operational audits as required.

Essential Job Functions:

· Assists in performing multiple audits in accordance with the approved audit program in a professional manner.

· Obtains, analyzes, and appraises evidentiary data as a basis for an informed, objective opinion on the adequacy, efficiency, and effectiveness of the systems of internal control, propriety of accounting records, and efficiency of operational activities.

· Reviews transactions, records, reports, and methods for accuracy and effectiveness for assigned areas.

· Prepares audit working papers that support the objectives, comments, recommendations, and conclusions as represented in the Audit Risk Analysis, the audit programs, and/or the formal audit reports.

· Participates in preliminary discussions with operating personnel during and at the conclusion of an audit discussing the conditions, criteria, effect, cause and recommendations relating to potential deficiencies noted during an audit.

· Assists in preparing audit reports expressing opinions on the adequacy and effectiveness of internal control systems, propriety of accounting records, and efficiency of operational activities.

· Performs special projects as requested, including research on audit techniques and accounting issues.

· Performs as In Charge auditor on projects as requested and/or assists the Senior Auditor in audit planning and completion. Duties include limited staff supervision and increased overall responsibility over multiple audits or projects of increased complexity.

Requirements:

· Bachelor’s Degree in Computer Science or related field required.

· Minimum of two years audit experience or equivalent required.

· Industry registration required (Series 7 and 63 or 66) within 90 days of employment.

· Certified Public Accountant (CPA), Certified Information Systems Auditor (CISA), Certified Internal Auditor (CIA) designation or comparable professional designation required.

· Strong exposure to technology systems, such as network management, Unix/Windows support, databases, and business applications. .

· Excellent oral and written communication skills.

· Outstanding negotiation and persuasion skills.

· Strong business decision making skills.

Location:    Omaha, NE or Jersey City, NJ office.

The contact for this position is Missy Simmons at 402-574-6540. Candidate resumes should be e-mailed to melissa.simmons@tdameritrade.com. No recruiters please.

TD AMERITRADE is an Equal Opportunity Employer. We value diversity and offer a quality workplace.

(1) Forbes award information available at www.forbes.com/platinum. TD AMERITRADE, Inc., member FINRA/SIPC is a subsidiary of TD AMERITRADE Holding Corporation. TD AMERITRADE is a trademark jointly owned by TD AMERITRADE IP Company and The Toronto-Dominion Bank. Used with permission.

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